Temporary Manager – Wealth Management Audit

RSM•Dallas, TX

1d•Hybrid

About The Position

RSM is seeking an experienced Audit Manager to support Wealth Management audit activities within a large global banking environment. This role is responsible for leading risk-based audits from planning through reporting, and for evaluating governance, risk management practices, and internal controls across Wealth Management businesses.

Requirements

7+ years of experience in Internal Audit, Risk Management, Compliance, Controls, or a related function within financial services.
Proven experience leading and executing audits from planning through reporting.
Deep understanding of audit methodology, risk assessments, control evaluation, testing, issue development, and reporting.
Strong project management skills with the ability to manage multiple engagements and competing priorities.
Exceptional analytical, written, and verbal communication skills.
Ability to effectively engage stakeholders and present findings to leadership.

Nice To Haves

Wealth Management audit experience or strong knowledge of Wealth Management products, services, risks, and control environments.
Experience auditing one or more of the following areas: Brokerage and investment advisory activities, Private banking, Trust and fiduciary services, Regulatory compliance within Wealth Management businesses
Experience within a large banking or financial services organization.
Familiarity with industry regulatory expectations and evolving risk trends impacting Wealth Management.

Responsibilities

Lead and execute end-to-end internal audit engagements across Wealth Management functions.
Develop audit scopes, perform walkthroughs, identify key risks and controls, and oversee audit testing activities.
Assess the design and operating effectiveness of internal controls and risk management processes.
Identify control deficiencies, develop audit findings, and deliver clear, actionable recommendations.
Manage all phases of the audit lifecycle, including planning, fieldwork, issue development, and reporting.
Partner with business stakeholders, risk functions, and control teams throughout audit engagements.
Ensure audits are executed in accordance with internal audit standards, methodology, and regulatory expectations.
Mentor junior team members and contribute to overall engagement quality and execution.