Specific accountabilities include: Has a solid understanding of the client onboarding requirements including the new global regulatory framework, credit, legal and AML/KYC, FATCA, CRS, MiFID and understands the role of various stakeholders involved. Working with sales and trading to grow long term relationships with buy side clients as they organically grow with TD. Proactively working with buy side clients to assess needs and priorities daily. Assist the desk and stakeholders in managing priorities. Expediting the ability to trade whilst ensuring all required stakeholders are engaged and risks minimized. Participate in new client and product strategies for the Dealer globally, offering value-added ideas and strategies. Work with the Front Office and internal stakeholders daily to understand the client needs and track and prioritize high value relationships. Working with stakeholders to understand regulatory and documentation requirements for large global institutional clients. Building and maintaining strong relationships with internal stakeholders. Maintain client status updates current in the database to track and monitor workflow. Escalate and manage client issues proactively and in a timely manner.
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Job Type
Full-time
Career Level
Mid Level
Education Level
Associate degree