Supervisory Control Specialist
About The Position
Wells Fargo is seeking a Supervisory Control Specialist to join our Digital and Automated Investing Supervision group within Wealth and Investment Management. In this role, you will participate and consult regarding policies and procedures, controls, tools and training. You will identify opportunities for additional synergies and to maximize efficiencies within the Digital and Automated Investing Supervision team. You will review and analyze controls to manage high risk investment strategies and complex products. You will evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements. You will present recommendations for resolving complex analysis in search of current and best practices. You will gather and analyze data, identify trends and present analysis through meaningful statistics. You will develop expertise in firm, compliance and regulatory policies and procedures. You will collaborate and consult with Financial Advisors, Regional and more experienced Management, Digital and Automated Investing Supervision team, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units.
Requirements
- 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Nice To Haves
- Strong analytical skills including strategically analyzing data, diagnosing opportunities, and providing interventions
- Solid conflict management and decision-making skills
- Excellent verbal, written, and interpersonal communication skills
- Ability to work independently while balancing the needs of multiple projects
- Ability to be flexible and adjust plans quickly to meet changing business needs
- Intermediate Microsoft Office (Word, Excel, and Outlook) skills
- Ability to exercise independent judgment and creative problem-solving techniques
- Ability to interact with all levels of branch associates and business units; including managers and advisors
- FINRA registration including Series 9/10 (or FINRA recognized equivalents)
Responsibilities
- Participate and consult regarding policies and procedures, controls, tools and training
- Identify opportunities for additional synergies and to maximize efficiencies within the Digital and Automated Investing Supervision team
- Review and analyze controls to manage high risk investment strategies and complex products
- Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
- Present recommendations for resolving complex analysis in search of current and best practices
- Gather and analyze data, identify trends and present analysis through meaningful statistics
- Develop expertise in firm, compliance and regulatory policies and procedures
- Collaborate and consult with Financial Advisors, Regional and more experienced Management, Digital and Automated Investing Supervision team, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units
Benefits
- Wells Fargo is an equal opportunity employer.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
