Sr. Manager, Quality Audit

Lincoln Financial•Fort Wayne, IN
•$106,875 - $171,000•Remote

About The Position

We are excited to bring on a Sr. Manager, Quality Audit to support the Retirement Plan Services business in a work from home environment. As the Sr. Manager, Quality Audit, you will oversee the Retirement Plan Operations Quality program, lead a team of Quality professionals, and oversee vendor resources while driving the program’s strategy and execution to strengthen operational performance, mitigate risk, and enhance customer and business outcomes. By combining data-driven insights with a proactive approach to quality, controls, and regulatory compliance, you will identify trends, uncover improvement opportunities, and ensure effective oversight of participant and plan-level processes. In this highly visible role, you will mentor and develop talent, lead a team responsible for complex participant- and plan-level audits and review, and oversee offshore vendor partners that conduct participant-level audit activities. Working closely with business leaders and external partners, you will translate findings into meaningful action, drive process and control improvements, and foster a culture of accountability, continuous improvement, and operational excellence. If you're a collaborative leader who enjoys developing people, influencing change, and delivering measurable business impact, please read on!

Requirements

  • 4 Year/Bachelor's degree or equivalent work experience
  • 4+ years of audit or quality assurance experience directly aligned to the specific responsibilities of this role including 2+ years of managerial, supervisory, and/or demonstrated leadership experience
  • Excellent organizational skills with the ability to prioritize workload and multitask while maintaining strict attention to detail
  • Ability to evaluates information and data trends, solve challenging but non-complex problems, apply sound judgment to draw conclusions and act effectively in situations with limited standardization
  • Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook)

Nice To Haves

  • Demonstrated success leading quality audit programs, ideally within retirement operations, with a focus on strengthening controls, mitigating risk, and improving operational performance
  • Experience managing offshore vendor partnerships, including quality governance, performance oversight, and alignment to audit standards and business objectives
  • Ability to lead the transformation of a quality organization from decentralized teams to a centralized, enterprise-wide model that improves consistency, scalability, stakeholder alignment, and business outcomes

Responsibilities

  • Manage a team of early to mid-career professionals with accountability for operational performance and results.
  • Lead a team responsible for conducting quality audits, balancing workloads, setting priorities, and ensuring work meets established performance and documentation standards.
  • Establish and implement priorities, manage performance, share expertise, and develop talent through hiring, training, feedback, and stretch opportunities to ensure strong results.
  • Manage, coach, and evaluate team members, providing timely feedback, development opportunities, and clear accountability for individual and team results.
  • Lead complex reviews and testing to evaluate adherence to company procedures, regulatory requirements, and critical controls, including Sarbanes-Oxley and ERISA requirements.
  • Analyze audit results and operational data to identify trends, control gaps, root causes, and opportunities to improve quality, efficiency, and business outcomes.
  • Communicate audit findings, risk implications, and recommended actions to business stakeholders and serves as a resource on complex quality and control matters.
  • Develop and maintain quality metrics and scorecards that measure performance, prioritize issues, and support informed decision-making.
  • Recommend and implement process, procedure, and control improvements based on audit findings, emerging trends, and evolving business requirements.
  • Partner with stakeholders to develop corrective action plans, resolve identified issues, and monitor remediation activities through successful completion.

Benefits

  • Leadership development and virtual training opportunities
  • PTO/parental leave
  • Competitive 401K and employee benefits
  • Free financial counseling, health coaching and employee assistance program
  • Tuition assistance program
  • Work arrangements that work for you
  • Effective productivity/technology tools and training
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