Settlements Operations Specialist Vice President

Nomura Holdings, inc.•New York, NY

2d•$145,000 - $160,000•Hybrid

About The Position

Global Wholesale operations supports Global Markets trading activity across multiple asset classes including Fixed Income, Equities, Futures & options across securities & derivative products. The function of New Issues is to work closely and support the businesses that bring new securities to the market. The team will partner with other corporate functions to ensure the new issue settles on value date as well as ensuring asset servicing of the security occurs as needed.

Requirements

6+ years of experience in Settlements Operations role within Financial Services
Familiarity with Written Supervisory Procedures (WSP), Standard Operating Procedures (SOP) and Detailed Functional Lists (DLF) is required.
Bachelor’s degree in finance, Economics, or related degree
Motivated, diligent learner that is able to work in a fast-paced environment
Proficient in MS Office, particularly in Excel and ability to quickly learn internal & industry applications
Ability to work effectively in a team environment both in office and in remote scenarios
Series 99 preferred or ability to obtain shortly after joining

Nice To Haves

Strong knowledge of DTCC Settlements is a plus.
Additionally, Broadridge BPS, Impact, Gloss HV or similar is helpful.

Responsibilities

Work closely and support the businesses that bring new securities to the market.
Partner with other corporate functions to ensure the new issue settles on value date.
Ensure asset servicing of the security occurs as needed.