Senior Staff Auditor, Compliance (Hybrid)

Capital One•Plano, TX

1d•Hybrid

About The Position

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Corporate Compliance Audit team. As a member of the Corporate Compliance Audit team, you will focus on conducting operational and compliance audit projects and supporting the annual audit plan.

Requirements

Bachelor's Degree or military experience
At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.

Nice To Haves

Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
2+ years of experience performing data analysis in support of internal auditing
At least 1 year of experience in corporate compliance
At least 1 year of experience with data analytics tools in support of internal audit

Responsibilities

Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities.
Perform relevant testing based on the risks and processes associated with the area being audited.
Assist in communicating issues, risks, and recommendations to all levels of management.
Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
Proactively seek out learning opportunities to enhance skills and competencies related to role.