Senior Specialist, Client Processing
About The Position
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Senior Specialist, Client Processing to join our team. This role is located in Lake Mary, FL.
Requirements
- Bachelor’s degree or the equivalent combination of education and experience is required
Nice To Haves
- 5-7 years of total work experience is preferred.
- Experience in brokerage processing is preferred.
- FINRA licenses, Series 9/10 or Series 24 preferred.
- Applicable local/regional licenses or certifications as required by the business.
Responsibilities
- Ensure all service level agreements are met on a daily basis for each assigned task within Pershing EOP.
- Review account opening requests and account update requests via NetX to ensure all AML requirements are met per the Global Standards policy.
- Verify End-Client KYC profiles via Equifax and Lexis Nexis database.
- Complete all RIA requests submitted via NetX and ECRM for both PAS and BCS.
- Collaborate with organizational units/teams to ensure technology enhancements to the workflow or new regulatory requirements are successfully implemented.
- Communicate with RIA Service Teams to ensure issues are resolved in a timely manner.
- Solves complex problems based on an understanding and knowledge of the intricacies of the system.
- Integrates in-depth area knowledge with a solid understanding of industry standards and practices to provide solutions to internal and external clients.
- Assist Legal and Compliance on various audit requests to provide supporting documentation as requested.
- May be responsible for allocating and checking work of other team members.
- May be responsible for specific supervisory review, training, and approval actions.
- Contributes to the achievement of related team’s objectives.
Benefits
- highly competitive compensation
- benefits
- wellbeing programs
- flexible global resources and tools
- generous paid leaves
- paid volunteer time
- medical, dental, vision, and basic life insurance plans
- various paid time off benefits, such as vacation and sick time
- 401(k) plan
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What This Job Offers
Job Type
Full-time
Career Level
Senior
