Senior Settlements Associate (Hybrid)

Broadridge • Town of Hunter, NY

1d • $35 - $40 • Hybrid

About The Position

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We’re seeking a Senior Settlement Associate to join our stellar team! You will have the opportunity to provide outsourced operational/transactional business process support for clients. You will ensure quality service and operational performance within the parameters of both the client needs and contract.

Requirements

• 3-5 years of DTC Settlements experience
• Bachelor's degree/equivalent experience
• A driven individual who is looking for self and process improvement
• A willing learner who is open to new ideas and concepts
• Ability to meet and deliver positive work on strict deadlines
• Ability to strengthen bonds and communicate effectively and clearly with both colleagues and clients.
• Ability to review processes and come up with ways to improve the processes
• Self-motivated individual who wants to push themselves towards excellence

Nice To Haves

• BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, Obligation Warehouse as a benefit

Responsibilities

• RAD Management
• DK’s
• Free receives
• Resolve DVP/RVP differences
• SPO processing
• Pair offs as required – directed by M/O and counterparty interaction
• EOD Balancing and Funding
• Buy-in processing
• Fail Control & Reporting
• FINRA Extension filing
• RegSho 204 Reporting
• Obligation Warehouse activities including Recaps
• Stock & Cash breaks reconciliation
• New Issue processing– Strictly settlement processing and fails management
• ETF Settlement Processing
• Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions

Benefits

• Bonus Eligible
• Comprehensive benefit offerings

What This Job Offers

• Job Type: Full-time
• Career Level: Senior