Senior Manager, Regulatory Compliance Advice & Transformation (Regulatory and Risk Advisory)

KPMG•Toronto, ON

1d•Onsite

About The Position

At KPMG in Canada, our people bring their unique perspectives to Canada’s most important challenges. Here, you can build momentum that reaches beyond our business, develop skills for the future, and take ownership of your career with support at every stage. Join a firm where your career can make a difference. As part of the Regulatory and Risk Advisory (RRA) practice, our risk management professionals provide a broad range of risk advisory services to organizations across industries including development and implementation of risk operating models, risk function set-up, process/tech/data enablement and design of specialized risk programs (e.g., regulatory compliance management, market conduct obligation compliance, payments rules compliance and open banking readiness). Our goal is to help our clients increase their overall risk governance and performance and ultimately make better risk informed decisions. We are looking for a Senior Manager to join our exciting and growing practice in Toronto with a specialized focus on Regulatory Compliance Transformation in Regulatory Compliance Management programs, and Consumer / Investor Protection and Open Banking frameworks. The successful candidate will have an important role in delivering end-to-end client engagements as well as driving various internal and market facing Regulatory initiatives. You will also have the opportunity to work across industries, service lines and geographies to take on challenging and groundbreaking projects while building strong relationships with our fantastic people and developing skills that will help set you up for success.

Requirements

7 to 12 years of experience and a strong background in regulatory compliance in Financial Services
Law degree, regulatory compliance certificate, or equivalent
Strong current knowledge of the Canadian regulatory landscape (OSFI E-13, Financial Consumer Protection Framework, Payments and Open Banking) and leading practices in Risk Management
Able to lead cross functional teams comprised of diverse backgrounds and skill sets
Demonstrated ability to learn and succeed in a fast-paced environment
Proficient in report writing and Microsoft PowerPoint
Excellent verbal and written communication
Flexible in working style and willing to learn new ways, methods and approaches
Innovative and creative thinker
High degree of personal confidence and drive

Responsibilities

Drive the delivery of client services, business development and practice management activities primarily for engagements related to Regulatory Compliance Management (OSFI E-13), the Financial Consumer Protection Framework (Bank Act), and Open Banking (Consumer Driven Banking Act) engagements
Develop, lead, and manage regulatory client engagement plans, deliverables and ensure quality of the fieldwork and deliverables prepared by the team members
Assist organizations in designing and implementing solutions to comply with new and existing regulatory requirements, manage overlapping federal and provincial regulatory requirements, and drive excellence in regulatory compliance management operating model and technology, from compliance risk appetite, strategy, reporting, governance, policies, methodologies, due diligence, and monitoring and testing
Lead proposal development as well as grow client relationships; understand clients’ needs and provide customized compliance solutions
Identify and assess potential opportunities to expand the regulatory practice, including participating in the development and delivery of presentations, thought leaderships (etc.)
Collaborate with KPMG’s Risk Services practice to support risk transformation opportunities specific to regulatory compliance, consumer / investor protection, and open banking
Lead and manage multiple client engagements of varying size, scope and complexity
Assist clients in regulatory compliance managed services, including periodic workshops and presentations to key internal and client stakeholders
Stay on top of key regulatory change providing internal and external stakeholders with practical and insightful guidance on regulatory developments
Support in the implementation of compliance analytics and technology solutions (e.g., GRC solutions)
Mentor, drive and review quality of work prepared by team members in managing project timeline, quality, budget as well as client relationship