Senior Manager, Enterprise AML & FC Audit

Royal Bank of Canada•Jersey City, NJ

1d•$120,000 - $190,000•Onsite

About The Position

We have an exciting opportunity to join the Enterprise AML & Financial Crimes Audit team at RBC, where you will play a critical role in providing independent and objective assurance of RBC’s global AML, economic sanctions, and anti-bribery programs. Your work will help ensure the effectiveness and adequacy of internal controls to meet AML & FC regulatory requirements and expectations for all regions covered by RBC’s AML Global Target Operating Model (TOM). Key stakeholders include second-line AML leadership under and including the Chief AML Officer (CAMLO).

Requirements

7+ years of experience in financial services internal audit (preferably Banking)
7 or more years of experience in AML Internal Audit

Responsibilities

Assist the Director in the execution of audits of the Enterprise Financial Crimes Target Operating Model (TOM) functions, including functions such as sanctions, investigations, governance, high-risk client reviews, anti-bribery
Assist in leading coverage of the global AML transformation program, including through performance of ongoing pre-go-live, design testing, implementation testing, and governance projects
Assist in performing special targeted reviews of Enterprise AML functions through continuous assurance and AI-driven analytics
Assist in execution of strategic functions for AML audit functions globally, including issues-management, reporting, risk assessments, and coverage strategies
Perform validation of non-US AML regulatory issues
Able to work in a dynamically changing environment and act as a trusted advisor to the business
Oversee the work performed by auditors for projects covering business-as-usual (BAU) audit engagements, regulatory issue validations, and Transformation Program-driven special engagements
Collaborate with peers leading other AML audit portfolios globally to facilitate consistency and appropriate handoffs in scope
Present/engage with stakeholders and IA management
Oversee junior staff assigned to the engagement and review audit work for sufficient scope and for accuracy.
Cooperate with other audit groups (e.g. IT, model-risk) to effectively plan and execute.
Execute annual and risk-driven audits and regulatory issue validations, including integrated into business, IT, or model-led audits/regulatory issue validations in accordance with applicable Internal Audit methodologies and coverage strategies
Assist in development and implementation of AML continuous assurance activities to support and supplement audits throughout the year
Participate in discussions with and respond to requests from relevant regulatory bodies.