Audit Manager, Enterprise AML & FC Audit

Royal Bank of Canada • Charlotte, NC

1d • $70,000 - $130,000 • Onsite

About The Position

We have an exciting opportunity to join the Enterprise AML & Financial Crimes Audit team at RBC, where you will play a critical role in providing independent and objective assurance of RBC’s global AML, economic sanctions, and anti-bribery programs. Your work will help ensure the effectiveness and adequacy of internal controls to meet AML & FC regulatory requirements and expectations for all regions covered by RBC’s AML Global Target Operating Model (TOM). Key stakeholders include second-line AML leadership under and including the Chief AML Officer (CAMLO).

Requirements

• Bachelor's Degree
• 3-6 or more years of experience in technology audit or internal audit

Nice To Haves

• 3 or more years of experience in AML Internal Audit

Responsibilities

• Assist in execution of audits of the Enterprise Financial Crimes Target Operating Model (TOM) functions, including functions such as sanctions, investigations, governance, high-risk client reviews, anti-bribery
• Assist in executing projects of the global AML transformation program, including through performance of ongoing pre-go-live, design testing, implementation testing, and governance projects
• Assist in performing special targeted reviews of Enterprise AML functions through continuous assurance and AI-driven analytics
• Assist in execution of strategic functions for AML audit functions globally, including issues-management, reporting, risk assessments, and coverage strategies
• Assist in validation of non-US AML regulatory issues
• Able to work in a dynamically changing environment and act as a trusted advisor to the business
• Collaborate regularly with internal counterparts covering Financial Crimes elsewhere within RBC (Centralized FCC, U.S. FCC, CNB FCC.) to ensure consistency in approaches and coverage.
• Work with peers covering AML in audit across IT, model, data analytics, and business AML audit teams globally
• Engage external stakeholders within the First and Second Lines of defense through continuous risk monitoring, audit/regulatory issue engagements, and other relevant touchpoints, to provide status of ongoing and upcoming audits, and to stay apprised of issue-remediation progress.
• Execute annual and risk-driven audits and regulatory issue validations, including integrated into business, IT, or model-led audits/regulatory issue validations in accordance with applicable Internal Audit methodologies and coverage strategies
• Assist in development and implementation of AML continuous assurance activities to support and supplement audits throughout the year
• Collaborate with peers leading other AML audit portfolios globally to facilitate consistency and appropriate handoffs in scope
• Present/engage with stakeholders and IA management
• Cooperate with other audit groups (e.g. IT, model-risk) to effectively plan and execute.
• Participate in discussions with and respond to requests from relevant regulatory bodies.

Benefits

• competitive compensation
• flexible benefits
• 401(k) program with company-matching contributions
• health, dental, vision, life, disability insurance
• paid-time off
• Leaders who support your development through coaching and managing opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• Opportunities to do challenging work.
• Opportunities to build close relationships with clients.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level