Senior Managed Account Supervisor

iA Financial Group • Montreal, QC

11d • Hybrid

About The Position

As a Senior Managed Accounts Supervisor, you will play a key role in establishing and nurturing strong professional relationships with Portfolio Managers. This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. You will be at the core of our mission, contributing to the purpose of a company that aims to help its clients feel confident and secure about their future.

Requirements

• Is known for their exceptional analytical, problem solving, and communication skills
• Stands out for their proven experience in compliance within the financial services industry, with a specific focus on managed accounts
• Demonstrates strong leadership and supervisory skills to manage a compliance team
• Is recognized for their [Behavioral and technical skill #4]
• Has 7 years of experience in [industry/key skill]

Responsibilities

• Conduct comprehensive quarterly portfolio reviews for managed accounts to ensure strict adherence to regulatory and firm compliance standards
• Review and approve New Account Application forms by examining clients’ Investment Policy Statements and assessing the suitability of the suggested allocations for each client
• Take ownership of end-to-end projects through effective collaboration with cross-functional colleagues from various departments
• Provide comprehensive training to Portfolio Managers on the onboarding process for the managed or discretionary platform while fostering strong working relationships with them and their respective teams.
• Resolve and deescalate issues received from our business partners by identifying and implementing effective solutions that not only meet our partners’ needs but also align with our regulatory and firm requirements
• Participate in committee meetings with our business partners and provide a compliance perspective into the discussions on various topics
• Keep abreast of changes in regulatory requirements and maintain open communication with relevant regulatory bodies to ensure that the organization is consistently compliant.
• Collaborate in the development and maintenance of the IAPW Policies and Procedures and controls specifically tailored to managed accounts, ensuring they are up to date with changing regulations and firm policies

Benefits

• A work environment where learning and development merge with a collective pursuit of excellence.
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: No Education Listed
• Number of Employees: 1,001-5,000 employees