Senior Internal Auditor

Astrana Health, Inc.•Alhambra, CA

3d•$110,000 - $125,000•Hybrid

About The Position

As a member of Astrana Health’s Internal Audit department, the Sr. Internal Auditor is responsible for all aspects of the SOX 404 compliance process including assisting with annual planning, performing walkthroughs, and performing controls testing to evaluate the design and operating effectiveness of key internal controls over financial reporting (ICFR). Under the direction of the Manager – Internal Audit, the Sr. Internal Auditor leverages their understanding of internal control structures to assess key business processes that affect Astrana Health’s ability to fulfill its business objectives and strategic goals; as well as to evaluate compliance with policies, procedures, regulations and management objectives. Responsibilities will include assisting in defining control objectives, monitoring compliance efforts, and developing, implementing, and updating SOX documentation. Additional responsibilities involve conducting performance, operational, financial, and other compliance audit projects and providing consulting services to the organization’s management and staff. The Sr. Internal Auditor maintains all organizational and professional ethical standards and completes all internal audit work in compliance with the IIA’s International Standards for the Professional Practice of Internal Auditing; and works independently under general supervision with latitude for initiative and independent judgment in the performance of their work. In addition to executing audits, the Sr. Internal Auditor will serve as an internal consultant to Astrana Health’s business process and control owners on the Company’s ICFR. Accordingly, this role is ideal for someone who is process oriented, enjoys working cross functionally, and can bring the “human” element to managing SOX compliance. Successful candidates will have SOX compliance, financial audit, and operational audit experience (i.e., knowledgeable with all major financial cycles) and will have worked in fast-paced organizations with rapid growth and frequent change.

Requirements

Bachelor’ degree in Accounting, Economics, Finance, or other business-related field.
3+ years’ experience conducting internal and/or external audits at a public accounting firm and/or multi-national public company is preferred, of which at least 1 year of SOX compliance experience is required.
In-depth knowledge of internal auditing standards, Sarbanes-Oxley, COSO and risk-assessment practices.
Must be result-oriented, proactive and possess the highest standards of ethics and integrity.
Must have strong communication skills (verbal and written), diplomacy, and ability to communicate effectively with both technical and non-technical audiences.
Ability to work at Alhambra location 2-3 days per week.

Nice To Haves

Advanced degree is a plus.
Big 4, operational audit, and healthcare industry experience is preferred.
CPA, CIA, or other applicable professional certification is preferred.
Working knowledge of other compliance laws (i.e., PCI, HIPAA, etc.) is preferred.
Working knowledge and experience with Sage 100 or comparable ERP system is highly desirable.
Ability to think critically, make assessments and develop conclusions.
Ability to learn complex processes quickly, establish credibility with auditees and management, gather required information in a timely manner and take action with effective and creative solutions.
Ability to discuss audit findings and control gaps effectively and confidently with management and develop business-focused recommendations to strengthen controls is essential.

Responsibilities

Identifies appropriate risks, control objectives and controls using appropriate control frameworks and other leading practice resources for guidance.
Using accepted risk assessment techniques, proposes appropriate audit scope and control objectives for the areas under review.
Continually evaluates the system of internal control, business operations and processes, and technical environment to determine the areas of highest risk.
Conducts process and control walkthroughs, assesses the design of controls, develops and enhances comprehensive test plans, and performs independent testing of internal controls to evaluate their operating effectiveness.
Works closely with business process owners and consultants to improve SOX documentation (i.e., refine risk control matrix, improve process flows, develop test procedures, propose control language, improve supporting documents).
Manages execution of audit test plans to validate relevant control objectives and testing approach.
Interprets the significance of the test results and concludes on the design and operating effectiveness of internal controls over financial reporting.
Reviews the work and deliverables of the project team for sufficiency of scope, accuracy, completeness, and compliance with Company and IIA standards.
Maintains Internal Control Management Software (AuditBoard) and looks for opportunities to introduce efficiencies to audits using technology (i.e., Computer Assisted Audit Techniques or other automation), or professional trends.
Identifies, develops, and documents audit issues and recommendations for improvement.
Communicates the results of audit projects via written reports and/or oral presentations in a clear and concise manner.
Provides practical and cost-effective recommendations to support global business process improvement and/or enhance the overall control environment.
Monitors the progress of management action and remediation plans from completed audits through regular follow-ups.
Manages and/or contributes to special projects both on-going and recurring (e.g., scaling controls, segregation of duties, implementation support/advisory, etc.).
Builds and maintains strong cross-functional relationships with Accounting/Finance, IT and business leaders through effective collaboration.
Develops and maintains productive professional relationships with colleagues, auditees and management through individual contacts and group meetings.
Consistently demonstrates logical thinking to gather and analyze a variety of information along with effective collaboration skills required to influence constructive change.
Possesses strong verbal and written communication skills to effectively present to, interact with and communicate to management at all levels; including the ability to communicate technical risks and concepts to non-technical audiences.
Is a “self-starter” with a proactive attitude, a demonstrated ability to multi-task effectively and to work independently without close supervision.
Demonstrates good personal and sound business judgment on a consistent basis.
Exhibits uncompromising professional and personal integrity; and consistency between values, words and actions.
Is a role model of company values to others.