Senior FCRM Testing Analyst - Business Line (4991)

TD•Toronto, ON

1d•CA$81,600 - CA$115,200•Onsite

About The Position

The Senior FCRM Testing Analyst - Business Line role is responsible for executing testing engagement work in accordance with established standards to achieve completion within targeted timelines. This role involves conducting skilled analytical research and analysis as part of assigned testing objectives, and working collaboratively with key partners throughout the testing engagement. The analyst will present objective and independent opinions on the adequacy of processes and controls in accordance with regulatory and internal requirements, and execute follow-up of findings raised from testing reviews. Additionally, the role provides subject matter expertise on FCRM controls and processes, and/or input to projects/initiatives as a representative for the FCRM testing function. Proactive identification of matters requiring additional attention, further escalation, or review, and liaising with appropriate groups to resolve them is also a key aspect of this position.

Requirements

Undergraduate degree or equivalent work experience
5+ years experience

Nice To Haves

Knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.

Responsibilities

Execute testing engagement work in accordance with established standards to achieve completion within targeted timelines
Conduct skilled analytical research and analysis as part of the assigned testing objectives
Work collaboratively with key partners throughout the testing engagement
Present objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements
Execute follow-up of findings raised from testing reviews in accordance with established standards
Provide subject matter expertise on FCRM controls and processes and/or input to projects/initiatives as a representative for area of the FCRM testing function
Proactively identify matters which require additional attention, further escalation, or review, and liaise with the appropriate groups to resolve.
Prioritize and manage own workload to deliver quality results and meet assigned timelines
Contribute to the analysis, due diligence, and implementation of initiatives within defined assignments
Adhere to internal policies, standards and procedures, methodologies, and applicable regulatory requirements
Understand the operations of the business unit/area being tested and to identify potential FCRM risks and apply information to complete
Clearly and concisely document research as required to understand requirements specific to an engagement
Keep abreast of emerging trends/developments and changes to regulatory framework, internal policies, and standards
Knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.
Actively manage relationships within and across various business lines, corporate and/or control functions, and ensure alignment with enterprise and/or regulatory requirements
Effectively communicate results to FCRM Testing management and the stakeholders
Maintain a culture of risk management and control, supported through FCRM testing
Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
Provide thought leadership and/or industry knowledge for own area of expertise and participate in knowledge sharing with the team and/or business unit
Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
Participate in personal performance management and development activities, including potential cross training within own team
Keep team members informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
Develop relationships with internal and external business partners / stakeholders to develop productive working relationships.
Contribute to a fair, positive and equitable environment that supports a diverse workforce
Act as a brand ambassador for your business area/function and the bank, both internally and/or externally
Works Independently as a subject matter expert regarding assigned testing areas and objectives, including related regulatory requirements
Develops testing documentation and results reporting in-line with testing requirements
Understands the use of controls for managing financial crimes risk and applies this understanding to independently evaluate controls effectiveness and develop recommendations for enhancement
Undertake and complete a variety of projects and initiatives as part of the testing function