Senior Compliance Analyst

Moneycorp•Stamford, CT

1d•Hybrid

About The Position

Responsible for assisting the AML Compliance Manager in implementing and carrying out general companywide operational policies and procedures, partnering key business areas.

Requirements

Experience working within Risk and Compliance, handling high risk investigations ideally within financial services
Strong demonstrable knowledge of AML rules and guidance
Transaction monitoring
SAR reporting
Sanctions screening
The ability to write reports at a level suitable for senior management dissemination
Ability to handle sensitive information
The ability to work under pressure in a fast paced environment and adhere to strict deadlines
Good organisational skills including prioritisation
Clear communicator, written and verbal
Attention to detail

Nice To Haves

Relevant degree

Responsibilities

Adherence to AML regulations
Ensure that all SAR reporting requirements are tracked for Moneycorp US
Maintaining proficient knowledge of the current AML compliance climate, including BSA, USA Patriot Act, and OFAC regulations.
Client and regulator liaison
Assist in providing documents and system walkthroughs with independent state and federal auditors
Assist internal business units with risk assessments of activities typically related to money laundering
Keep up to date with the market place
Attend seminars and training as appropriate
Assist in implementing agreed action plans arising from regulatory reports
Assist AML Compliance Manager and CCO in completion of a monitoring programme
Tracking and monitoring high risk customers and accounts, and performing relevant record-keeping activities
Investigating and drafting reports of suspicious and possible fraudulent activity
Prepare and deliver training materials and policies on fraud prevention
Ensure that employees are aware of these policies and follow them
Ensure that all documentation is kept up to date
Ensure compliance procedures and operations manuals are maintained and updated as required