Senior Auditor- Bank and Support Functions (Hybrid)

Capital One • McLean, NY

3d • Hybrid

About The Position

Capital One’s Internal Audit function provides assurance services to the organization’s Audit Committee. The Bank and Support Functions Audit group is seeking a motivated, self-driven Senior Auditor to perform internal auditing across Retail Bank, Commercial Bank, Enterprise Payment, and associated functional areas. The role includes operational, financial, and compliance audit projects, contributing to the annual audit plan, and maintaining organizational and professional ethical standards.

The Senior Auditor assesses governance, risk management, and internal controls with insight and objectivity; uses data analytics and technical tools in audit work; and adopts generative AI tools while validating AI-driven insights and outcomes against risk frameworks. The role also calls for curiosity, adaptability, constructive challenge, relationship-building, coaching, and supporting an environment that attracts and retains talent.

This is a hybrid position. Associates typically work in person three days per week at a designated office, subject to Capital One’s hybrid policy. The role is eligible for performance-based incentive compensation, which may include cash bonuses and/or long-term incentives. The position will not sponsor a new applicant for employment authorization.

Requirements

• Bachelor’s degree or military experience.
• At least 2 years of experience in auditing, accounting, financial analysis, or compliance, or a combination of these.

Nice To Haves

• Master’s degree in Accounting, Finance, or Economics, or a Master of Business Administration.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), Certified Information Systems Auditor (CISA), or Certified Bank Auditor (CBA).
• At least 2 years of experience in banking, the financial services industry, or a professional services firm serving large-bank clients, or a combination.
• At least 2 years of experience auditing retail banking, treasury management, payments, commercial lending, small business banking, vendor management, or a combination.
• At least 2 years of experience performing data analysis or data analytics techniques in support of internal auditing.
• Experience using and auditing AI-driven tools and processes, evaluating model outputs, or using AI tools in audit work and risk assessments.

Responsibilities

• Perform risk assessments of business activities, potential exposures, and the materiality of loss.
• Design and perform audit procedures to verify effectiveness.
• Design and execute internal control testing for operations of moderate complexity.
• Perform and often plan audit tasks of moderate difficulty, demonstrating audit expertise consistent with experience level.
• Use available data and analytical tools during audit planning, fieldwork, and reporting.
• Leverage and audit generative AI tools to enhance audit efficiency, assess the accuracy of AI-driven insights, and validate outcomes against risk frameworks.
• Establish and maintain good client relations during engagements.
• Begin communicating the results of some audit projects to management through written reports and oral presentations.
• Provide input to the annual audit plan.
• Maintain organizational and professional ethical standards.

Benefits

• Comprehensive health, financial, and other benefits supporting total well-being.
• Performance-based incentive compensation, which may include cash bonuses and/or long-term incentives.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level