Senior Auditor- Bank and Support Functions (Hybrid)

Capital One • Plano, TX

2d • Hybrid

About The Position

The Internal Audit function at Capital One delivers assurance services to the organization’s Audit Committee. The Bank and Support Functions Audit group is seeking a Senior Auditor to conduct operational, financial, and compliance audit projects and contribute to the annual audit plan. The role requires maintaining organizational and professional ethical standards and supporting assurance on the effectiveness and efficiency of governance, risk management, and internal control processes.

The Senior Auditor performs risk assessments, designs and executes audit procedures and internal control testing, and uses data analytics and generative AI tools throughout audit delivery. The role also involves evaluating AI-driven insights and validating outcomes against risk frameworks, maintaining client relationships during engagements, and communicating audit results through written reports and oral presentations. The position is hybrid, with associates typically working in person at a designated Capital One office three days per week.

Requirements

• Bachelor’s degree or military experience.
• At least 2 years of experience in auditing, accounting, financial analysis, or compliance, or a combination of these areas.
• Ability to use data analytics and technical knowledge in audit work.
• At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Nice To Haves

• Master’s degree in Accounting, Finance, or Economics, or a Master of Business Administration.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), Certified Information Systems Auditor (CISA), or Certified Bank Auditor (CBA).
• 2+ years of experience in banking, the financial services industry, or a professional services firm serving large bank clients, or a combination.
• 2+ years of experience auditing Bank and Support Functions areas, such as human resources, legal operations and corporate governance, commercial bank, or retail bank.
• 2+ years of experience performing data analysis in support of internal auditing.
• Experience using and auditing AI-driven tools and processes, evaluating model outputs, or using AI tools in audit work and risk assessments.

Responsibilities

• Perform risk assessments of business activities, potential exposures, and the materiality of loss.
• Design and perform audit procedures to verify effectiveness.
• Design and execute internal control testing for operations of moderate complexity.
• Perform and often plan audit tasks of moderate difficulty, demonstrating audit expertise consistent with experience level.
• Leverage data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Leverage and audit generative AI tools to enhance audit efficiency, assess the accuracy of AI-driven insights, and validate outcomes against risk frameworks.
• Establish and maintain good client relations during engagements.
• Begin communicating the results of some audit projects to management through written reports and oral presentations.
• Provide input to the annual audit plan.
• Maintain organizational and professional ethical standards.

Benefits

• Comprehensive health, financial, and other benefits supporting total well-being.
• Performance-based incentive compensation, which may include cash bonuses and/or long-term incentives.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior