Senior Analyst - SOX

KeyBank•Brooklyn, OH

2d•Hybrid

About The Position

The Senior Analyst will execute key components of the SOX Program, with primary responsibility for assigned processes, applications, or focus areas. This role is accountable for driving day‑to‑day SOX activities, including risk assessment support, walkthrough execution, documentation, and stakeholder coordination. The position is intended for a candidate who can take ownership of assigned areas and deliver high‑quality outputs independently, while partnering with Program leadership for guidance on complex judgments, escalations, and strategic decisions.

Requirements

Bachelor’s degree in Accounting, Finance, Information Systems, or related field
3–5+ years of experience in SOX compliance, internal audit, or risk/compliance roles
Foundational understanding of SOX frameworks, internal controls, and financial reporting
Strong organizational skills and attention to detail
Strong written and verbal communication
Ability to independently manage deliverables across multiple workstreams
Analytical mindset with sound judgment
Accountability and ownership over assigned responsibilities
Ability to collaborate effectively while escalating appropriately

Nice To Haves

Experience leading or owning components of walkthroughs, risk assessments, or control documentation
Exposure to ITGCs, application controls (ITACs), or system scoping
Experience working with Internal Audit and external auditors
Familiarity with GRC tools (e.g., Archer) and/or Workiva
Background in financial services or similarly regulated environment

Responsibilities

Own execution of SOX activities for assigned processes or applications, including documentation, walkthrough support, and coordination
Drive preparation and maintenance of key SOX artifacts (e.g., walkthroughs, control inventories, and supporting documentation)
Actively contribute to risk assessment and scoping activities by evaluating risks, identifying control coverage, and highlighting potential gaps or opportunities
Ensure deliverables are completed accurately, timely, and in alignment with program standards
Lead walkthrough execution for assigned areas, including coordination with process owners and documentation of process flows, risks, and controls
Evaluate control design and articulate observations, including opportunities to enhance clarity, precision, or coverage
Demonstrate a strong understanding of underlying processes and associated risks, with the ability to challenge or clarify where appropriate
Partner with senior team members on more complex areas or judgment calls, as needed
Drive coordination of audit deliverables, ensuring clear tracking and timely resolution of open items
Assess issues identified through testing or audit activities and coordinate the development and alignment of remediation approaches with key stakeholders
Coordinate documentation and supporting materials between stakeholders and lines of business to ensure consistent, complete, and timely audit and remediation records
Build and maintain relationships with business, finance, and technology stakeholders across assigned areas
Provide clear guidance on SOX expectations, deliverables, and timelines
Proactively identify and communicate risks, delays, or dependencies to management
Partner with senior team members on sensitive or complex stakeholder situations, as needed
Identify and drive improvements focused on consistency, transparency, and efficiency across the SOX lifecycle
Contribute to standardization efforts across processes, including documentation and risk assessment approaches
Participate in broader SOX Program initiatives and governance activities