Securities Operations Manager - Money Movement

Wells Fargo•Minneapolis, MN

18h•$110,000 - $179,000•Hybrid

About The Position

Wells Fargo is seeking a Securities Operations Manager as part of the Money Movement Request Management team within Wealth & Investment Management (WIM) Operations. This team is responsible for the accurate and timely processing of money movement transactions, including ACH, wires, check disbursements, journals, DTC, and ACAT delivery for brokerage clients. As a Manager, you will lead a team responsible for the accurate and compliant execution of client asset movement transactions. You will provide coaching, oversight, and strategic direction while partnering with financial advisors, operational teams, and senior leaders to address issues, improve processes, and enhance the client experience. This role serves as a critical control point, ensuring regulatory compliance, reducing operational risk, and protecting client assets through strong governance, effective decision-making, and a commitment to operational excellence.

Requirements

5+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
2+ years of leadership experience
Ability to work a hybrid schedule, three (3) days in office and two (2) days remote.
Willingness to work on-site at posted location (550 S 4th St, MINNEAPOLIS, MN 55415)
Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 63 examinations, or equivalent must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required

Nice To Haves

Experience in money movement, request and service management.
Experience in data analytics, reference data and strategic change.
Expertise in Microsoft based tools.
FINRA series 99/7 or must be willing to obtain within 90 days.

Responsibilities

Manage a team of individuals processing money movement requests ensuring quality and compliance in securities operations
Provide support for being a first point of contact for all delivery tasks and escalations
Identify opportunities for process improvement and risk control development
Ensure team consistently meets processing expectations and resolve issues related to reporting, career path and related activities for direct reports
Collaborate and influence all levels of professionals including more experienced managers
Lead team to achieve strategic objectives
Manage allocation of people and financial resources for securities operations
Develop and guide a culture of talent development to meet business objectives and strategy