Securities and Derivatives Senior Analyst

Citi • Jersey City, NJ

3d • $98,960 - $148,440 • Onsite

About The Position

The Securities & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.

Requirements

• 5-8 years of relevant experience
• Consistently demonstrates clear and concise written and verbal communication skills
• Bachelor’s Degree/University degree or equivalent experience

Responsibilities

• Interact with the front office to ensure proper documentation received for new issue setup
• Interact with Issuers to ensure proper documentation received for MTN issues
• Process original issuances for Long Term Debt, MTNs, Structured Notes, etc
• Transfer Routine and Non-Routine Items
• Retire securities presented for buy-backs, etc.
• Interact with brokers to ensure proper documentation received for exchanges/conversions
• Perform 144A / Reg S Conversions / Exchanges / Warrants, ATOP
• Respond to Customer Service Inquiries
• Stop and replace / void checks
• Perform account maintenance on internal system (e.g. tax forms, addresses, B & C notices, etc)
• Process various Transaction Services tasks
• Conduct premise loss, mail, and lost security processing
• Adhere to applicable SEC turnaround regulations for transfers and inquiries
• Control presentations made over the window or through the mail
• Print issued certificates, checks, tax forms, statements, etc
• Perform MIS reporting
• Conduct quarterly self-tests
• Primary responsibility is to independently handle the daily processing of various bond related transactions: Original Issuance of Bonds; New Registered Holder Account Set Up; Transfers of Registered Holders; Bond Conversions; DWAC/FRAC; Fast Reconcilement; Tender/Exchanges

Benefits

• medical, dental & vision coverage
• 401(k)
• life, accident, and disability insurance
• wellness programs
• paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level