Regulatory Reporting Operations

Delta Capita•New York, NY

1d•Hybrid

About The Position

Delta Capita is seeking an experienced Regulatory Reporting Operations SME to support the day-to-day operation, control and oversight of regulatory reporting. This hands-on operational role involves monitoring reporting activity, investigating exceptions and rejects, performing reconciliations, resolving data quality issues, and ensuring submissions are accurate, complete, and delivered on time. The role also supports a platform migration, embedding the platform into BAU reporting processes and helping ensure an effective transition to the target operating model. The position is based in New York. Hybrid working expectations depend on the client: most require at least three days per week in the office and two days from home, while some require four or five office days. Candidates must be flexible to meet client expectations. Valid US work authorization is mandatory. The salary range is $100,000–$120,000.

Requirements

At least 3 years of hands-on experience in regulatory reporting operations, transaction reporting, post-trade operations, or a closely related regulatory reporting function.
Practical knowledge of one or more regulatory reporting regimes, including SEC SBS, CFTC, EMIR, SFTR, and/or MiFID II.
Experience monitoring regulatory submissions and resolving reporting exceptions, rejects, and reconciliation breaks.
Strong understanding of OTC derivatives, securities financing transactions, and associated trade lifecycle events.
Hands-on experience with trade repositories, reporting vendors, and regulatory reporting platforms.
Experience performing reporting reconciliations and investigating data quality issues.
Strong understanding of regulatory reporting controls and governance.
Ability to work across operations, technology, and business teams to investigate and resolve reporting issues.
Strong analytical skills and advanced Excel capabilities.
Strong communication and stakeholder management skills.
Valid work authorization for the United States.

Nice To Haves

Experience supporting the transition of regulatory reporting solutions into BAU operations.
Exposure to data mapping, testing, workflow design, and production readiness activities.
Understanding of UTI/UTR generation and regulatory reporting reconciliations.
Experience in an investment bank, asset manager, hedge fund, market infrastructure provider, or regulatory reporting vendor.

Responsibilities

Own and support day-to-day regulatory reporting across applicable regimes, ensuring submissions are accurate, complete, and delivered within regulatory timelines.
Monitor daily reporting activity and investigate exceptions, rejects, and reconciliation breaks, driving issues through to resolution.
Perform reporting reconciliations and identify and resolve data quality and trade reporting discrepancies.
Work hands-on with transaction and reporting data to determine root causes and support remediation.
Provide subject matter expertise across applicable regimes, including SEC SBS, CFTC, EMIR, SFTR, and MiFID II.
Maintain and enhance reporting controls to improve accuracy, completeness, and operational efficiency.
Work with business stakeholders, operations, technology teams, reporting vendors, trade repositories, and service providers to resolve reporting issues.
Advise on reporting obligations, UTI/UTR generation, lifecycle events, reconciliations, and reporting controls.
Support onboarding, testing, and operational adoption of Report Hub, including data mapping, testing, workflow design, and production readiness.
Support regulatory change initiatives, platform upgrades, and new reporting requirements.
Produce management information, KPI reporting, and governance materials.
Maintain audit-ready documentation and support regulatory reviews, examinations, and internal audits.