Regulatory Reporting Analyst

MUFG•New York, NY

1d•$77,000 - $98,000•Hybrid

About The Position

The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and generally accepted accounting principles. This position supports multiple cross-functional regulatory reporting efforts.

Requirements

1-3 years of Regulatory or Accounting experience in the financial industry
Bachelor's degree in accounting or finance
Microsoft Excel proficient (Pivot Tables, V-Look ups, Macros)
Highly proactive, identifies issues quickly, resourceful and collaborative
Strong attention to detail
Excellent interpersonal and communication skills (written and verbal)
Able to multitask efficiently and effectively

Responsibilities

Preparation of daily 15c3-1 daily net capital computation for MUFG US Broker Dealer.
Compute moment-to-moment capital charges on underwriting deals.
Assist with preparing the monthly and quarterly regulatory reports.
Reconcile subledger trade details to Oracle general ledger to ensure adequacy of accounting records.
Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
Maintenance/update procedure documentation related to new regulatory requirements to ensure firm’s compliance.
Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions
Ad hoc projects and reporting, as requested, including participation in the regulatory reporting automation project.