The Regulatory Relations Specialist executes the overall strategy for regulatory engagement and enterprise-wide standards, including assisting with the management of regulatory examinations, inquiries, and meetings. The role partners with Global Regulatory Relations (GRR) and Front-Line Unit / Control Function (FLU/CF) stakeholders to manage regulatory matters and apply enterprise-wide standards. It supports consistent regulatory examination practices, successful execution, and reduction of company risk exposure. The specialist helps ensure timely responses to regulatory inquiries, supports ongoing supervision meetings, assists with preparing regulatory responses, and tracks, reports, and escalates regulatory activity. The role maintains quality records and documentation throughout the regulatory lifecycle, including deliverable status, meeting notes and recaps, and archived examination evidence. It also supports logistics such as building and systems access, site and room reservations, and delivering examination evidence through approved portals. In partnership with GRR colleagues, the specialist shares best practices and identifies regulatory themes and emerging issues.
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Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed