Regulatory Quality Control Analyst

RBC • Bedford, NS

9d • Onsite

About The Position

Reporting to the Manager – Client Compliance Team, the Regulatory Quality Control Analyst position plays a key role in supporting the KYC Operation, data management strategy and goals for RBC Capital Markets, specifically around Regulatory data onboarding. As part of an evolving and maturing data management function, this role is responsible for the accuracy, management and maintenance of the regulatory counterparty data. The Regulatory Quality Control Analyst will have an in depth knowledge of internal systems specifically the Counterparty Data Repository (CDR) and Fenergo, and will have a sound Counterparty and Regulatory data knowledge base. You are responsible to ensure the operational processes within the Regulatory Team are present, are followed and ensure the Regulatory data within CDR is accurate and well maintained. You will support other team members as appropriate and ensure agreed upon SLAs are met. The Regulatory Data Analyst will assist and support regulatory initiatives within Client Lifecycle Management Team and build strong relationships with stakeholders and business partners.

Requirements

• Post-secondary education in Finance, Economics, Computer Science, Engineering, Math or a related field
• Solid knowledge of the counterparty and regulatory domain and an understanding of how the counterparty data management function intersects with other areas in Operations and RBC Capital Markets
• Client onboarding experience (asset)
• Experience with data management concepts of data matching, cleansing, exception management and reporting
• Expertise in analyzing counterparty reference data sets; must possess advance Excel knowledge

Responsibilities

• Support the operational processes that ensure the content of CDR meets business, data quality, and regulatory requirements and standards
• Interface and build strong relationships with internal clients and external vendors as they relate to Regulatory Counterparty Data Management
• Review and process Regulatory documents in scope of CFTC and SBSD to ensure it is captured and reflected in CDR and Fenergo
• Support regulatory initiatives and data analysis
• Execute UAT testing activities when required
• Support the capture, measure, and report metrics on the dimensions of data quality that support business defined objectives
• Support the daily activities/tasks and maintain the Regulatory Inbox
• Support the daily activities/tasks and maintain the EMIR Portfolio reconciliation mailbox
• Support the daily activities/tasks and maintain the Regulatory Margin mailbox

Benefits

• bonuses
• flexible benefits
• competitive compensation
• Leaders who support your development through coaching and managing opportunities
• Opportunities to do challenging work
• Flexible work/life balance options

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: Associate degree