Regulatory Exam Manager

Jane Street • New York, NY

3d • $175,000 - $250,000 • Onsite

About The Position

We’re looking for a Regulatory Exam Manager to join our Legal and Compliance team in New York. In this role, you’ll oversee our response to regulatory examinations from start to finish. You’ll serve as a primary point of contact for regulators and coordinate colleagues across the firm to ensure our responses are clear, accurate, timely, and support constructive regulatory relationships.

Requirements

• 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations
• Worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory examinations as outside counsel
• An excellent writer who can turn complex information into precise, accessible responses
• A polished communicator who can build productive relationships with regulators and handle challenging conversations
• Knowledgeable about the US financial regulatory framework, with the good judgment to recognize when to seek guidance from a subject matter expert
• Highly organized and able to manage deadline-driven work involving contributors from across the firm
• Have a bachelor's degree

Nice To Haves

• Having a JD is a plus, though you will not be acting as a lawyer in this role

Responsibilities

• Interpreting requests and establishing the scope, responsibilities, and timeline for each examination
• Drafting written submissions and preparing colleagues for meetings with examiners
• Reviewing relevant materials to identify areas for improvement or escalation
• Maintaining examination records and improving the processes we use to manage examinations and related inquiries

What This Job Offers

• Job Type: Full-time
• Career Level: Senior