Regulatory Compliance Reporting Analyst

RoundPoint Mortgage Servicing • Fort Mill, SC

5d

About The Position

The Regulatory Compliance Reporting Analyst prepares and submits regulatory reports required to maintain RoundPoint Mortgage Servicing LLC’s mortgage lending and servicing licenses. The role requires understanding and following federal and state mortgage regulations. The analyst tracks and submits recurring reports and governmental-entity recertifications, maintains reporting spreadsheets, procedures, and the enterprise reporting calendar, and works with business areas to collect and validate information. The position also supports regulatory audits and examinations and assists with OFAC screening and alert review.

Requirements

• Bachelor’s degree.
• At least 2 years of mortgage experience.
• At least 2 years of regulatory compliance reporting-related experience.
• Experience with mortgage regulatory compliance reporting, including the Mortgage Call Report, HMDA LAR, and state regulatory reports.
• Strong verbal and written communication skills.
• Strong Microsoft Office skills, including Word, Excel, SharePoint, and Adobe.
• Ability to organize and prioritize multiple tasks and work efficiently within specific time constraints.
• Comfort working in a fast-paced environment and working independently and effectively within a team.
• Ability to work independently in a high-production environment.
• Ability to understand and handle complex and diversified work.

Nice To Haves

• Working knowledge of HMDA, MBFRF, and Mortgage Call Report requirements.
• Working knowledge of state mortgage licensing and reporting requirements.
• Experience assisting with management of regulatory examinations and audits.
• Experience working in NMLS.

Responsibilities

• Prepare and timely submit accurate regulatory reports, including the Mortgage Call Report, HMDA LAR, and state reports.
• Interpret state and federal regulations to compile information for regulatory reports.
• Track monthly, annual, semi-annual, and quarterly reporting, and submit governmental-entity recertifications.
• Maintain the enterprise reporting calendar in SharePoint, capturing required reports and tracking deadlines.
• Coordinate with responsible parties to complete calendar entries on time and document appropriate evidence.
• Collaborate with business areas to obtain information needed for regulatory reporting.
• Validate collected data and information for accuracy and compliance with reporting requirements.
• Communicate identified reporting errors and issues to the appropriate business areas for review and resolution.
• Create and update regulatory compliance reporting procedures and process flows.
• Assist with regulatory compliance audits and examinations, including organizing requests, coordinating responses with business leadership, and reviewing materials for appropriateness.
• Assist with OFAC scans and review possible alerts to clear potential matches.
• Perform other duties as required.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level