Regulatory Compliance Consultant

Treliant LLC

1d • $75 - $150 • Remote

About The Position

Treliant is an essential consulting firm serving banks, mortgage originators and servicers, fintechs, and other companies providing financial services globally. We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges.We provide data-driven, technology-enabled consulting, implementation, staffing, and managed services solutions to the regulatory compliance, risk, credit, financial crimes, and capital markets functions of our clients.Founded in 2005, Treliant is headquartered in Washington, DC, with offices across the United States, Europe, and Asia.
Treliant is committed to fostering a diverse, equitable and inclusive environment that values and embraces all races, religions, ages, abilities, genders, sexual orientations, ethnicities, languages, nationalities, political parties, socioeconomic groups and other characteristics that inform an individual's worldview, experiences and system of beliefs (“the principles”). We believe in championing every voice and ensuring everyone’s full potential.
Treliant is looking for consultants with significant Regulatory Compliance experience for client engagements. These roles are project-based and 100% remote.

Requirements

• Bachelor’s Degree in business or equivalent work experience.
• 4+ years’ experience in compliance testing, audit, or process/risk/control documentation and evaluation.
• 4+ years’ Financial Services experience, with a focus on bank regulatory compliance, deposit operations and loan operations (experience with fintechs or third-party oversight is preferred).
• Excellent written and verbal communication skills to include client report writing and presentation.
• Effective project management and leadership skills.
• Manage multiple tasks effectively and efficiently.
• Work independently as well as part of a team.
• Strong organizational skills.
• Ability to maintain documentation and records in an organized and accessible manner.
• Meet deadlines and work under pressure when required.
• Identify issues and escalate as needed.
• Ability to plan, strategize, and manage time independently and within budget.
• Advanced Excel and PowerPoint skills, as well as proficiency with business process mapping tools such as Visio.

Nice To Haves

• experience with fintechs or third-party oversight is preferred

Responsibilities

• Assess CMS program documents including, without limitation, Board and Management oversight, Third Party oversight, compliance programs, complaint response management, and compliance audit programs.
• Review CMS process narratives, procedures, and process flows, and perform a gap analyses to regulatory requirements.
• Assess current state processes for alignment with policies, procedures, and regulations.
• Identify regulatory gaps and develop recommendations for changes to procedures and documentation.
• Perform transaction testing to confirm adherence to policies, procedures, and regulations.
• Create and maintain detailed supporting work papers.
• Manage large data sets, troubleshoot, and develop processes for collecting and aggregating data effectively and efficiently.
• Synthesize data into Key Risk Indicators and Key Performance Indicators.
• Communicate effectively with the client, team members, and management.
• Create and maintain client deliverables such as assessment/audit reports, risk assessments, work papers, and reporting decks.
• Meet deadlines and work under pressure when required.
• Identify issues and escalate as needed.
• Perform other duties as assigned.

Benefits

• Treliant offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefit package that reflects our commitment to creating a diverse and supportive workplace. In addition to a competitive base salary, candidate is eligible for incentive pay as well as a full range of health benefits, vacation plan, and 401k plan.

What This Job Offers

• Career Level: Mid Level