Regulatory Compliance Consultant CII

Wipfli•Madison, WI
•Hybrid

About The Position

The Regulatory Compliance Consultant II can work in person, remote, or in a hybrid environment in the Madison, WI area. About 20% travel to client locations within the U.S. is required.

Requirements

  • Bachelor’s degree in finance, accounting, business, or related degree OR equivalent years of experience in addition to the required years of experience
  • 3+ years of regulatory compliance experience in banking or financial institutions
  • Experience in creating, executing, and documenting regulatory compliance audits
  • Knowledge and experience in lending
  • Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
  • About 20% travel to client locations within the U.S. is required

Responsibilities

  • Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
  • Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
  • Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
  • Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
  • Conduct routine regulatory compliance testing for federal consumer compliance regulations
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