Regulatory Compliance Analyst
About The Position
The Regulatory Compliance Analyst performs risk-based compliance testing and monitoring to assess whether business processes and controls effectively mitigate regulatory compliance risk. The role follows standardized testing procedures to evaluate control design and operating effectiveness, analyze results and trends, identify potential control deficiencies and root causes, and develop clear, evidence-based conclusions. The Analyst partners with Compliance and business stakeholders to communicate results, identify emerging risks, and support remediation and continuous improvement. The role also helps advance compliance testing through standardized methodologies, data analytics, automation, and technology-enabled monitoring. Succession and/or Development planning has identified a qualified candidate for this position.
Requirements
- At least 2 years of experience in regulatory compliance, compliance testing, risk management, or a related discipline.
- Experience evaluating processes, controls, transactions, or operational data against defined requirements.
Nice To Haves
- Familiarity with data analytics, automated testing, AI-enabled analysis, or continuous monitoring tools.
Responsibilities
- Execute risk-based compliance testing and monitoring in accordance with established methodologies, standards, and schedules.
- Evaluate control design and operating effectiveness to determine whether controls address identified regulatory risks and operate as intended.
- Develop and execute test procedures, including reviewing populations, selecting or validating samples, evaluating evidence, documenting results, and reaching supportable conclusions.
- Analyze testing results, operational data, and historical performance to identify trends, recurring conditions, emerging risks, and potential broader control weaknesses.
- Communicate testing results, risk implications, and recommended actions to Compliance partners, business leaders, and control owners.
- Escalate potential compliance issues and control deficiencies under established governance and issue-management standards.
- Support remediation by evaluating corrective actions and performing follow-up testing or validation to determine whether deficiencies have been sustainably addressed.
- Identify opportunities to improve testing effectiveness and efficiency through standardization, analytics, automation, AI-assisted analysis, and continuous monitoring.
- Collaborate with business, Quality Assurance, Compliance, and other risk partners to use available data and monitoring results while avoiding unnecessary duplication of testing activity.
Benefits
- Eligible employees working from home receive a monthly connectivity reimbursement to help offset internet costs.
- Allstate provides a technology setup that includes a laptop, monitors, headset, keyboard, and mouse.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
