Cc Lgl Asst 3
About The Position
The Arizona Corporation Commission Securities Division is hiring a Registration and Licensing Analyst. The position evaluates registration and licensing applications for compliance with statutes and administrative rules, manages application files and timeframe data, responds to public inquiries about registration and licensing, and assists with other assigned projects. The role is based at 1300 West Washington Street, Phoenix, Arizona. Employment is contingent on successful completion of background and reference checks, confirmation of degrees or certifications, and an MVD records check. Commission employees must disclose interests in regulated entities and, as a condition of employment, divest any prohibited interests. Newly hired State employees must successfully complete E-Verify. Driver’s license requirements apply if driving or using a vehicle is an essential job function.
Requirements
- Ability to multitask and work well under pressure in a high-productivity environment with tight deadlines.
- Excellent communication, analytical, organizational, and computer skills.
- Ability to work independently and be proactive in a team- and results-oriented environment.
- Successful completion of background and reference checks, confirmation of degrees or certifications, and an MVD records check is required before employment.
- Newly hired State employees must successfully complete E-Verify.
- Applicants must disclose interests in entities regulated by the Commission and divest prohibited interests as a condition of employment.
Nice To Haves
- Knowledge of the Arizona Securities Act, Investment Management Act, and administrative rules.
- Securities regulatory or financial industry compliance experience.
Responsibilities
- Evaluate registration and licensing applications for compliance with statutes and administrative rules.
- Manage application files and timeframe data.
- Respond to public inquiries regarding registration and licensing.
- Assist with other projects as assigned.
Benefits
- Comprehensive benefits, including a top-ranked retirement plan, low-cost health coverage, and supplemental policies such as vision and short-term disability.
- Generous paid vacation and sick leave programs.
- Career and personal development support, including training and education opportunities and resources.
- Qualifying Public Service Loan Forgiveness employer.
- Arizona State Retirement System (ASRS) participation.
- Paid parental leave program.
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What This Job Offers
Job Type
Full-time
Education Level
No Education Listed
