Registered Wealth Management Client Associate
About The Position
Merrill Wealth Management provides comprehensive wealth management and investment products and services to individuals, companies, and institutions. Its goals-based wealth management approach includes planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates support clients through a personal relationship with their advisory team, with access to Merrill investment insights and Bank of America banking services. Merrill is committed to an in-office culture that supports collaboration, engagement, and career development, with role-specific flexibility based on responsibilities and business needs. The company values diverse perspectives and experiences. The Registered Wealth Management Client Associate provides client service support to potentially multiple Financial Advisors. The role supports enterprise strategic objectives, operational excellence, and client advocacy within the Financial Advisor’s business, tailoring solutions to specific needs. The associate is often the most frequent point of contact within Merrill for clients’ service needs. The position is 1st shift and lists 37.5 hours per week.
Requirements
- Currently hold FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 licenses; Series 63 and Series 65 are accepted in lieu of Series 66.
- Possess advanced industry knowledge and an understanding of investment products.
- Be an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results.
- Demonstrate a client-centric mindset and always act in the client's best interest.
- Be able to learn and adapt to new information and technology platforms.
- High school diploma, GED, secondary school, or equivalent.
Nice To Haves
- Experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience.
- Comfort operating in a fast-paced environment with changing and evolving responsibilities.
- Attention to detail.
- Commitment to continuous learning and professional growth.
- Sound judgment and discretion when handling sensitive information.
- Strong computer application skills, including proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce.
- Professional verbal and written communication skills.
Responsibilities
- Provide excellent client service by educating bank clients about its service and banking offerings.
- Ensure client materials are timely, accurate, and complete, and follow up on client and Financial Advisor requests.
- Help ensure practices align with bank policies and procedures to support operational excellence, protect clients, and manage risk.
- Identify, deepen, and maintain client relationships by emphasizing bank offerings and promoting their incorporation into day-to-day practices; communicate outcomes to the Financial Advisor.
- Support day-to-day team activities and needs, including covering roles during absences or seasonal increases in need, while maintaining a client-first mindset.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
High school or GED
