Registered Practice Associate

Ameriprise Financial Services, LLC•Roseville, CA

1d•Onsite

About The Position

Registered Practice Associates are licensed field employees who, in addition to capabilities approved for registered staff, may also complete one or more of the 6 permissible activities and capabilities enabled for this role. We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Employees in this role work in the office five (5) days per week.

Requirements

Bachelors degree or equivalent
3 - 5 years Relevant Experience Required
Series 7 or ability to obtain within 150 days
State securities agent registration (S63 or S66) or ability to obtain within 150 days
State IAR registration (S65 or S66) or ability to obtain within 150 days
Life, Accident, and Health licenses & Variable Contracts or ability to obtain within 150 days
Must obtain and hold all required licenses for a registered role per firm guidelines.
Experience working in a client service environment
Detail oriented, strong math and analytical skills.
Good organization and time management.
Able to manage multiple priorities and demands effectively.
Able to work independently with little direction.
Able to communicate effectively with team members, clients, prospects and peers.
Process oriented.
Strong computer and software skills.
Commitment to deliver the Ameriprise Client Experience for a financial advisory practice.
5 days/week in office
Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).

Responsibilities

Proactively support a segment of advisors book in all service/sales activities; including engaging every client in a digital relationship, preparing financial and/or delivering plans, conducting investment research, re-balancing portfolios, completing trades and transactions, servicing clients via in person or virtual meetings
Perform general licensed activities to support the practice. Responsibilities may include, are not limited to: executing and participating in marketing events, client prospecting, servicing all clients within the practice, executing practice service model, managing proactive client contact, etc.
General practice support; supporting practice's client service model (including scheduling client and prospect meetings), executing practice's marketing plan (including planning and attending events), engaging clients in the digital experience, processing client requests, following up on new business submission, rectifying errors, etc.