J.P. Morgan Wealth Management - Private Client Investment Associate - Bay Shore, NY

JPMorganChase • Bay Shore, NY

18d

About The Position

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational marketing, and administrative support to Private Client Advisors. You will represent the firm and interact with clients, helping deliver investment solutions that address their financial needs. The role supports advisors in managing client relationships, wealth planning, operational requests, and compliance obligations.

Requirements

• A valid and active Series 7 license is required, or must be obtained within 120 days of employment.
• If registered after October 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is also required.
• A valid and active Series 66 (or Series 63/65) license and Life and Health Insurance license must be obtained within 120 days of starting in the role.

Responsibilities

• Support Advisors’ books of business by facilitating accurate and timely operational requests, including account opening, money movement, and investment trades.
• Help Advisors build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, and assisting with ongoing client wealth planning, referral source management, and new lead generation.
• Assist in managing relationship and account reviews and promoting firm services to deepen client relationships; prepare timely and accurate performance reports.
• Engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
• Support business-unit operational procedures and compliance requirements, including completing required operational forms and documentation.
• Prioritize daily work, track progress, and consistently meet deadlines.
• Maintain and foster team culture.

What This Job Offers

• Job Type: Full-time
• Education Level: No Education Listed