J.P. Morgan Wealth Management - Private Client Investment Associate - Woodside, NY

JPMorganChase • Woodside, NY

3d

About The Position

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational, marketing, and administrative support to Private Client Advisors. You will represent the firm and interact with clients, using its investment products, thought leadership, and digital technology to help meet clients’ financial needs. The role supports advisors’ books of business, strengthens client relationships, and assists with wealth planning, relationship reviews, operational procedures, and compliance requirements.

Requirements

• A valid, active Series 7 license is required, or must be obtained within 120 days of employment as a condition of employment.
• If registered after October 1, 2018, a valid, active Securities Industry Essentials (SIE) exam is also required.
• A valid, active Series 66 (or Series 63/65) license and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors’ books of business by facilitating timely and accurate operational requests, including account opening, money movement, and investment trades.
• Help Advisors build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, and assisting with ongoing wealth planning, referral-source management, and new-lead generation.
• Assist with relationship and account reviews, promote firm services to deepen client relationships, and prepare timely, accurate performance reports.
• Engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
• Support business-unit operational procedures and compliance requirements, including completing required operational forms and documentation.
• Prioritize daily work, track progress, and consistently meet deadlines.
• Maintain and foster team culture.

What This Job Offers

• Job Type: Full-time
• Education Level: No Education Listed