J.P. Morgan Wealth Management - Private Client Investment Associate - Vista, CA

JPMorganChase • Vista, CA

2d

About The Position

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational, marketing, and administrative support to Private Client Advisors. You will support client relationships and account servicing by handling operational requests, resolving issues, helping with wealth planning, and preparing performance reports. The role also supports risk management, business-unit procedures, and compliance requirements while contributing to team culture.

Requirements

• A valid and active Series 7 license is required, or must be obtained within 60 days of employment.
• If registered after October 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is also required.
• A valid and active Series 66 (or Series 63/65) license and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors’ books of business by facilitating accurate and timely operational requests, including account opening, money movement, and investment trades.
• Help Advisors build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, and assisting with ongoing wealth planning.
• Support referral source management and new lead generation.
• Assist with relationship and account reviews, promote firm services to deepen client relationships, and prepare timely and accurate performance reports.
• Engage in risk management, including Know Your Customer procedures and account reviews and inquiries.
• Support business-unit operational procedures and compliance requirements, including completing required operational forms and documentation.
• Prioritize daily work, track progress, and consistently meet deadlines.
• Maintain and foster team culture.

What This Job Offers

• Job Type: Full-time
• Education Level: No Education Listed