J.P. Morgan Wealth Management - Private Client Investment Associate - La Mirada, CA

JPMorganChase • La Mirada, CA

2d

About The Position

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational, marketing, and administrative support to Private Client Advisors. You will represent the firm and interact with clients, helping offer investment solutions that meet their financial needs. The role supports the Advisors’ book of business, helps maintain client relationships, and contributes to wealth planning, risk management, and compliance processes.

Investment and insurance products are not FDIC insured, are not insured by any federal government agency, are not deposits or other obligations of or guaranteed by JPMorgan Chase Bank, N.A. or its affiliates, and are subject to investment risks, including possible loss of principal. Investment products and services are offered through J.P. Morgan Securities LLC, a registered broker-dealer and investment advisor and member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. Products are not available in all states. This position is subject to Section 19 of the Federal Deposit Insurance Act; an offer is contingent on JPMorganChase’s review of criminal conviction history, including pretrial diversions or program entries.

Requirements

• A valid and active Series 7 license is required, or must be obtained within 60 days as a condition of employment.
• For individuals registered after October 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is also required.
• A valid and active Series 66 (or Series 63/65) license and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors’ book of business by facilitating accurate and timely operational requests, including account opening, money movement, and investment trades.
• Help Advisors build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, supporting ongoing wealth planning, managing referral sources, and generating new leads.
• Assist with relationship and account reviews, promote firm services to deepen client relationships, and prepare timely and accurate performance reports.
• Actively engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
• Support business-unit operational procedures and compliance requirements, including completing required operational forms and documentation.
• Prioritize daily work, track progress on current work, and consistently meet deadlines.
• Maintain and foster team culture.

What This Job Offers

• Job Type: Full-time
• Education Level: No Education Listed