J.P. Morgan Wealth Management - Private Client Investment Associate - Walnut Creek, CA
About The Position
As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational marketing, and administrative support to Private Client Advisors. You will represent the J.P. Morgan brand and interact with clients, helping deliver investment solutions suited to their financial needs. The role supports advisors’ books of business, helps maintain client relationships, assists with wealth planning and relationship reviews, and supports operational and compliance procedures. Employment offers are contingent on JPMorganChase’s review of criminal conviction history under Section 19 of the Federal Deposit Insurance Act. Investment products and services are subject to investment risks, including possible loss of principal, and are not FDIC-insured or guaranteed by a federal agency or JPMorgan Chase Bank, N.A. or its affiliates. Products may not be available in all states.
Requirements
- A valid and active Series 7 license is required, or must be obtained within 60 days as a condition of employment.
- Candidates registered after October 1, 2018 must also have a valid and active Securities Industry Essentials (SIE) exam.
- A valid and active Series 66 (or Series 63/65) license and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.
- Employment offer is contingent on JPMorganChase’s review of criminal conviction history, including pretrial diversions or program entries, under Section 19 of the Federal Deposit Insurance Act.
Responsibilities
- Support Advisors’ books of business by facilitating accurate and timely operational requests, including account opening, money movement, and investment trades.
- Help Advisors build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, and assisting with ongoing wealth planning, referral source management, and new lead generation.
- Assist with relationship and account reviews, promote firm services to deepen client relationships, and prepare timely and accurate performance reports.
- Actively engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
- Support business-unit operational procedures and compliance requirements, including completing required operational forms and documentation.
- Prioritize daily work, track progress on current work, and consistently meet deadlines.
- Maintain and foster team culture.
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What This Job Offers
Job Type
Full-time
Education Level
No Education Listed
