Portfolio Compliance Analyst

Franklin Templeton • Pasadena, PA

7d • Hybrid

About The Position

At Franklin Templeton, we believe success is built through powerful partnerships. As a forward thinking asset manager, we build dynamic relationships with clients, understand their goals, and navigate complex markets together. We leverage cutting edge strategies and deep insights to unlock opportunities for long term wealth creation. Our talented, global teams bring expertise that is both broad and unique. From our welcoming, inclusive, and supportive culture to our globally diverse business, we offer opportunities not only to help you reach your potential, but also to contribute to our clients’ success. At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we provide opportunities to help you reach your potential while helping our clients reach theirs. Come join us in delivering better outcomes for our clients around the world! Come join our team! Our success depends on an entrepreneurial mindset, along with an awareness of the demands of a highly regulated business. At the same time, we depend on building strong relationships with other teams, and value a diplomatic approach to addressing legal issues and compliance. Each day is an opportunity for us to drive results and shape our future. We touch every aspect of fixed-income investment management from trading and settlement systems to client service and risk management. You will ensure client portfolios are invested in accordance with client guidelines, internal policies and procedures and regulatory law.

Requirements

• In depth knowledge of fixed income securities
• Previous experience in the securities industry
• Extreme attention to detail and written documentation
• Ability to interpret written guidelines and legal documents
• Strong research capabilities
• Proficiency in various computer systems and software applications
• Ability to learn new technological systems and software programs
• Undergraduate degree in related field or equivalent work experience

Responsibilities

• Daily oversight of assigned portfolios for compliance with guidelines, internal policies and regulatory issues
• Review of trading activity for compliance issues
• Partner with portfolio management group to conduct pre-trade analysis and what-if scenarios on proposed strategies
• Review all portfolios on a monthly and quarterly basis to ensure compliance
• Collaborate with portfolio managers, client service executives and associates to resolve compliance issues
• Assist with the transition from Western’s current compliance system to Aladdin
• Demonstrate strong organizational skills and effectively manage multiple tasks.
• Maintain a high level of attention to detail in all work.
• Contribute as an active member of the broader legal function.
• Collaborate effectively with team members and support shared goals.
• Show a willingness to learn from others and continuously develop professionally.
• Take initiative in driving personal growth and skill development.
• Share knowledge and experience with colleagues to support team success.
• Build and expand business and technical expertise.
• Develop strong communication and interpersonal skills.
• Make meaningful contributions with the support, guidance, and training provided.

Benefits

• Three weeks paid time off the first year
• Medical, dental and vision insurance
• 401(k) Retirement Plan with 85% company match on your pre-tax and/or Roth contributions, up to the IRS limits
• Employee Stock Investment Program
• Tuition Assistance Program
• Purchase of company funds with no sales charge
• Onsite fitness center and recreation center
• Onsite cafeteria

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: Associate degree