JOB PURPOSE: Assists the Chief Compliance Officer and corporate leadership in the areas of Corporate Compliance and Risk Management. Collaboratively works to meet deadlines and manage competing priorities. Provides professional, confidential support for risk assessments, investigations and litigation. Responsible for recordkeeping and reports. JOB FUNCTIONS: Perform specifically delegated work in support of Compliance, regulatory, business and legal functions. Effectively manages, organizes, analyzes, and summarizes status updates on assigned deliverables and projects. Monitor compliance with contractual requirements. Provide administrative support for the contract management processes. Monitor and perform legal research on applicable facets of law and administrative regulation and prepare summaries thereof. Maintain matter files, administrative files, meeting files, chronologic files, contracts, insurance policies, and other corporate legal and compliance records. Coordinates the corporate Insurance renewal process. Assist with official correspondence relating to employment, benefit, labor, compliance, and corporate secretarial matters. Support the review and approval of legal invoices by company leadership and insurance companies. Assist with developing, receiving, and tracking sensitive internal documents and records in support of Compliance and Risk Management functions. Tracks progress and prepares reports. Assist with compliance reviews and audits. Support confidential response and recordkeeping for incidents and complaints reports. Prepare reports, filings, memos and other records. Tracks and maintains related work products. Reviews, updates, and maintains policies and procedures related to loss prevention, handling of incidents or complaints, evaluating risk and liability, tender of defense, managing case files, and supporting discovery efforts. Support coordination of meetings with outside legal counsel and vendors; prepare documents and maintain minutes. Prepare and track correspondence with outside legal counsel. Support implementation of preservation orders and discovery. Track correspondence and deliverables. Support maintenance of legal files and databases and manage retention and destruction. Assist in data gathering from cross-functional departments and compiling information for compliance or risk management purposes and for special projects. Other duties as assigned.
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Job Type
Full-time
Career Level
Mid Level
Education Level
Associate degree