P&S Manager-New York Broker Dealer
ACG Consulting Group LLC•New York, NY
•Onsite
About The Position
One of our NY based Broker Dealers is looking for a P&S supervisor. Kindly see details below.
Requirements
- 5+ years experience working in the P&S Dept with a Broker-Dealer
- P&S specialist with Equity/Option product knowledge
Responsibilities
- Buy-in knowledge pertaining to REGSHO rule
- Reconciliation of Equity Trade Breaks in CNS.
- Obligation Warehouse monitoring and Corrective action.
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What This Job Offers
Job Type
Full-time
Career Level
Manager
Education Level
No Education Listed
