Non-Depository and Securities Compliance Examiner 1
About The Position
Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you will begin building the skills needed to review financial institutions and protect consumers. This position learns and participates in initial examinations of less complex non-depository financial institutions to ensure compliance with established laws, regulations, and sound management practices. Apply today and join an agency that safeguards financial integrity statewide. This role focuses on learning and performing examination tasks for non-depository financial institutions to support safe and lawful operations. You will develop practical skills by assisting with reviews, assessments, and documentation.
Requirements
- A bachelor’s degree including or supplemented by nine credits in accounting, finance, economics, or a closely related field; or An equivalent combination of experience and training that includes nine college credits in accounting, finance, economics, or a closely related field.
- Applicants will be considered to have met the educational requirements once they are within 3 months of graduating with a qualifying degree.
- You must possess and maintain a REAL ID or passport for this position.
- You must meet the PA residency requirement.
- You must be able to perform essential job functions.
Responsibilities
- Participate in hands-on training and practice examinations to build examining skills
- Conduct initial reviews of basic corporate and branch applications under guidance
- Analyze financial operations, records, filings, and consumer files to assess compliance
- Prepare correspondence or contact applicants to obtain missing or additional documentation
- Learn laws and policies for state licensed non-depository institutions and apply them in communications
- Interpret and investigate applicant and control person backgrounds for compliance with laws
Benefits
- Tuition reimbursement
- On-the-job training
- Professional development
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
