Marketing Review Specialist

Axiom Talent Platform•Chicago, IL
•$71,250 - $309,750•Hybrid

About The Position

Axiom is seeking an experienced Marketing Review Specialist to support a financial services client. The role reviews marketing materials and client correspondence for compliance with applicable regulatory requirements, conducts regulatory research, and provides practical, compliance-oriented guidance to internal business stakeholders. The position is hybrid in Chicago, Illinois, with three days per week in the office, and is part-time.

Requirements

  • Active FINRA Series 24 license.
  • Experience reviewing marketing materials and client correspondence within the financial services industry.
  • Strong understanding of regulatory requirements governing financial services marketing and communications.
  • Ability to conduct regulatory research and translate requirements into practical business guidance.

Nice To Haves

  • Experience working within investment management or broker-dealer environments.
  • Strong familiarity with financial services marketing review processes and regulatory expectations.
  • Experience partnering with internal business stakeholders to address marketing compliance matters.

Responsibilities

  • Review marketing materials and client correspondence for alignment with applicable regulatory requirements and industry best practices.
  • Conduct regulatory research related to financial services marketing, advertising, and communications review.
  • Advise internal business stakeholders on marketing review requirements and compliance considerations.
  • Collaborate with business teams to provide practical, compliance-oriented guidance on marketing and client communications.
  • Stay informed of relevant regulatory developments and industry best practices to support ongoing compliance efforts.

Benefits

  • Health insurance
  • Dental insurance
  • Vision insurance
  • Paid holidays
  • Paid time off
  • Flexible work arrangements
  • Professional development opportunities and tools
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