Manager, RCM & Regulatory Change, Wealth Compliance (5062)

TD•Toronto, ON

5d•CA$96,900 - CA$136,800•Onsite

About The Position

Provide independent oversight, challenge, and guidance to ensure effective management of regulatory compliance risk, including oversight of regulatory change identification, assessment, implementation, and sustainment. Support the oversight of regulatory compliance management activities conducted by Risk Owners and business segments, including review and challenge of business impact assessments, implementation readiness and controls for in-scope regulatory changes. Help ensure compliance with internal standards, enterprise risk management frameworks, and applicable laws, rules, and regulations, including timely adaptation to changes in the regulatory environment.

Requirements

Strong knowledge of regulatory compliance frameworks, risk management, control governance, and regulatory change management practices.
Ability to assess regulatory requirements and translate them into practical oversight expectations, including materiality, business impact, and implementation considerations.
Strong analytical, communication, and stakeholder management skills.
Ability to influence and challenge effectively with multiple stakeholders.
Experience reviewing implementation plans, tracking delivery milestones, and escalating risks to compliance with regulatory effective dates.
Strong documentation and governance discipline, including the ability to assess whether evidence supports timely implementation and sustainment of regulatory changes.
Bachelor’s degree in Law, Business, Finance, or a related discipline.
Experience in regulatory compliance, risk management, or audit within a financial institution.

Nice To Haves

Familiarity with enterprise governance, risk, and compliance (eGRC) systems.

Responsibilities

Provide independent oversight of the implementation of regulatory compliance frameworks, standards, policies, procedures, and related control environments across Wealth business lines.
Support Wealth Testing activities to assess regulatory compliance risks and evaluate the design and effectiveness of compliance-related controls, activities, and remediation actions.
Oversee horizon scanning and regulatory change intake, and review and challenge materiality and Business Impact Assessments to ensure regulatory developments are identified, assessed, and implemented appropriately.
Ensure timely updates to the regulatory inventory and associated control mappings, as applicable.
Identify, escalate, and report material compliance issues, emerging risks, implementation delays, and sustainment concerns to senior management and relevant governance forums, as appropriate.
Collaborate with Risk Owners and Legal, Risk, Audit, and Compliance Program stakeholders to promote aligned, effective regulatory change management and issue resolution.
Promote strong documentation, evidence retention, and governance discipline across regulatory change activities, including intake, analysis, implementation planning, monitoring, reporting, and sustainment.