Manager, Compliance Monitoring and Governance
About The Position
The Manager, Compliance Monitoring and Governance role is focused on deriving timely and actionable insights and compliance risk monitoring for the Personal Banking (PB) and Commercial Banking (CB) business. This role assists in the development and enhancement of Canadian Banking’s monitoring compliance program, including the creation and execution of a second line of defense monitoring program based on the Regulatory Compliance Management (RCM) program. This position is an integral member of the PB and CB Compliance team and contributes to the overall Compliance Monitoring Strategy by leveraging and enhancing data and analytical capabilities to proactively identify regulatory risks. The role aims to keep pace with evolving business, regulatory, and technological trends, contributing to process efficiency, problem resolution, and strategic business objectives. Collaboration with business and technology partners is key to running monitoring dashboards, solving complex business problems, and supporting effective regulatory risk management practices.
Requirements
- University Degree
- Strong understanding of regulatory compliance and risk management principles
- Experience working in a regulatory environment and/or knowledge of concepts
- Attention to detail.
- Strong collaboration and communication skills
- Analytical thinking
Nice To Haves
- Knowledge of Personal Banking and Commercial Banking products and services.
- Familiarity with SQL, Tableau and Power BI
Responsibilities
- Contribute to the overall effectiveness of the Personal Banking (PB) and Commercial Banking (CB) Compliance’s Data and Monitoring Program.
- Meet all Enterprise standards related to the RCM Monitoring & Testing Control Standard, data governance and management, data integrity and documentation.
- Execution of an appropriate second line of defense monitoring in line with RCM Control Standards.
- Prepare monitoring results for review by the Senior Director, Canadian Banking Compliance.
- Liaise with PB and CB Compliance team members, business, technology partners and other analytics groups.
- Assist with developing the PB and CB Compliance Monitoring program into an integrated, efficient and effective professional practice at RBC.
- Comply with leading compliance practices and standards and drive end-to-end transformation where possible, considering stakeholders’ expectations.
- Support the proactive maintenance of the RCM programs for PB and CB, including ensuring practice hygiene and KPI metrics are adhered to.
- Participate in ad hoc projects/project teams as needed, to represent a point of view on strategic RCM issues and/or discussions.
- Triangulate insights across regulatory themes to identify patterns and trends that provide a holistic and integrated view of regulatory compliance risks for the business.
Benefits
- bonuses
- flexible benefits
- competitive compensation
- commissions
- stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible work/life balance options
- Opportunities to do challenging work
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What This Job Offers
Job Type
Full-time
Career Level
Manager
