Licensed Paraplanner

Ameriprise•Campbell, CA

About The Position

The Licensed Paraplanner supports financial advisors and helps deliver an exceptional client experience. The role covers investment operations, market research, portfolio construction and maintenance, account administration, client service, financial planning data support, and insurance proposal preparation. This position is with an Ameriprise Financial franchise owner.

Requirements

Series 7 and Series 66 licenses required.
Wealth management experience.
Desire to become a financial advisor.
Strong communication skills.
Strong trading and investment knowledge.
Strong organization and attention to detail.

Nice To Haves

Familiarity with Thompson and Vestmark trading platforms; preferred but not required.

Responsibilities

Perform extensive trading, including writing covered calls.
Generate investment recommendations.
Monitor and rebalance portfolios.
Attach accounts to models.
Monitor cash balances and systematic distributions.
Manage maturing products.
Conduct market research and participate in wholesaler meetings.
Assist clients with investment-related requests and inquiries.
Process money movements, withdrawals, required minimum distributions (RMDs), and inherited IRA RMDs.
Complete post-meeting client tasks.
Maintain trading policy compliance and personal compliance requirements, including ADV brochures and licenses.
Manage data updates and accuracy for foundational financial planning.
Occasionally enter financial planning data and prepare deliverables.
Create life, disability, and long-term care insurance proposals.
Monitor insurance premiums.