About The Position

This is a high profile, executive facing role supporting the Executive Management Team, with a primary focus on corporate legal/governance coordination and executive support. The Legal & Corporate Governance Associate partners closely with the CEO and Corporate Secretary on board and committee matters, corporate governance responsibilities, and legal documentation/contract reviews, including coordinating closely with internal stakeholders and external counsel, and providing support for the CEO’s scheduling and communications as needed.

Requirements

  • Juris Doctor (J.D.) strongly preferred, Bachelor’s degree required
  • 2–6 years of experience in legal, corporate governance, or regulated industry environments, (financial services or asset management preferred)
  • Experience managing contracts and strategic corporate initiatives
  • Highly proficient in Microsoft Office suite, Salesforce, and other financial services applications
  • Demonstrated ability to handle privileged and highly sensitive information with discretion
  • Excellent critical thinking, analytical skills and professional judgment
  • Executive presence with the ability to be an internal business partner to internal teams, and act as a representative of the Executive Management Team and/or CEO
  • Effective written and verbal communication and strong interpersonal skills
  • High EQ, strong diplomatic skills, client service oriented to advance business goals
  • Ability to effectively work and communicate with all levels of investment team members, staff, external counsel, employees of parent company, vendors, and clients
  • Strong organizational skills, detail oriented with a high degree of accuracy
  • Ability to manage competing priorities while under pressure
  • Strong sense of self-initiative and role ownership
  • Team player, ability to work with teams to project completion, and build collaboration
  • Adaptability, open to new ideas and improved processes
  • Strong technology skills and ability to master new technology

Responsibilities

  • Assist the CEO on confidential legal, governance and firm strategic initiatives, including preparation for meetings and Firm negotiations.
  • Support board and committee processes, including scheduling, agenda coordination, preparation and distribution of materials, minute-taking support, and follow-up on action items.
  • Partner with the Corporate Secretary on corporate governance administration (e.g., entity records, resolutions and consents, officer/director updates, signature processes, and coordination of annual corporate filings).
  • Support corporate legal and governance activities in coordination with Compliance and other stakeholders; identify opportunities to improve documentation, processes & risk management as needed.
  • Manage contract and client-document workflows, including advising on responses for RFPs, DDQs, and new and/or amended Investment Management Agreements (in partnership with internal Compliance, Sales, and other stakeholders).
  • Serve as a key liaison with internal stakeholders, external counsel, and parent-company contacts, overseeing logistics and information flow for executive initiatives.
  • Draft, review, and manage executive level correspondence and presentations, including preparation of materials for executive meetings.
  • Maintain executive, legal and corporate files with appropriate controls, including document preparation, retrieval, retention, and secure handling of confidential information.
  • Operate as an internal business partner across the firm, providing responsive and high-quality support on complex matters.
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