Lead Service Ops Spec

Ameriprise Financial Services, LLC • Charlotte, NC

7d

About The Position

We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Establish, manage and maintain a centralized Security Master function for the Clearing Broker Dealer. Establish, manage and maintain a centralized Security Master function for AEIS. Own and lead the strategy, projects, governance, initiatives and key business relationships supporting the Beta Security Master and Pricing environment.

This individual will serve as the subject-matter expert and primary point of accountability for security master data, working closely with Technology, Operations, product, and internal/external business partners to ensure accurate, timely and scalable security set up and maintenance.

This role will drive process improvements as necessary, manage complex initiatives and implementations, identify and resolve data and operational issues, establish strong governance and controls alongside our Risk and Compliance partners.

Requirements

• Series 99 is required.

Nice To Haves

• Series 7 is preferred.
• Series 24 is preferred.

Responsibilities

• Establish, manage and maintain a centralized Security Master function for the Clearing Broker Dealer.
• Establish, manage and maintain a centralized Security Master function for AEIS.
• Own and lead the strategy, projects, governance, initiatives and key business relationships supporting the Beta Security Master and Pricing environment.
• Serve as the subject-matter expert and primary point of accountability for security master data.
• Work closely with Technology, Operations, product, and internal/external business partners to ensure accurate, timely and scalable security set up and maintenance.
• Drive process improvements as necessary.
• Manage complex initiatives and implementations.
• Identify and resolve data and operational issues.
• Establish strong governance and controls alongside our Risk and Compliance partners.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed