Lead Service Ops Spec

Ameriprise•Charlotte, NC
•Onsite

About The Position

Establish, manage and maintain a centralized Security Master function for the Clearing Broker Dealer. Establish, manage and maintain a centralized Security Master function for AEIS. Own and lead the strategy, projects, governance, initiatives and key business relationships supporting the Beta Security Master and Pricing environment. This individual will serve as the subject-matter expert and primary point of accountability for security master data, working closely with Technology, Operations, product, and internal/external business partners to ensure accurate, timely and scalable security set up and maintenance. This role will drive process improvements as necessary, manage complex initiatives and implementations, identify and resolve data and operational issues, establish strong governance and controls alongside our Risk and Compliance partners.

Requirements

  • Series 99 is required.

Nice To Haves

  • Series 7 is preferred.
  • Series 24 is preferred.

Responsibilities

  • Establish, manage and maintain a centralized Security Master function for the Clearing Broker Dealer.
  • Establish, manage and maintain a centralized Security Master function for AEIS.
  • Own and lead the strategy, projects, governance, initiatives and key business relationships supporting the Beta Security Master and Pricing environment.
  • Serve as the subject-matter expert and primary point of accountability for security master data.
  • Work closely with Technology, Operations, product, and internal/external business partners to ensure accurate, timely and scalable security set up and maintenance.
  • Drive process improvements as necessary.
  • Manage complex initiatives and implementations.
  • Identify and resolve data and operational issues.
  • Establish strong governance and controls alongside our Risk and Compliance partners.
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