Lead Investment Risk and Controls Manager, Internal Audit
About The Position
We are seeking a Lead Investment Risk & Controls Auditor to join our Internal Audit team. This role is responsible for owning end-to-end audit engagements across the investment lifecycle, providing independent challenge to front-, middle-, and back-office functions, and influencing stakeholders to strengthen the control environment. This is a highly visible role requiring a balance of technical audit expertise, investment operations knowledge, and leadership capability. The ideal candidate brings hands-on experience leading audits within investment operations and fund accounting environments, along with the ability to drive outcomes—not just execute testing.
Requirements
- Bachelor’s degree in Finance, Accounting, or related field; advanced degree or certification (CIA, CFA, FRM) preferred
- 8+ years of experience in financial services, within asset management, internal audit, or investment operations/risk
- Experience leading or owning audit engagements, including planning, execution, and delivery of results
- Strong applied knowledge of the investment lifecycle, with hands-on experience in one or more of the following areas: Fund accounting (NAVs, income, expenses), Valuation and pricing controls, Trade lifecycle and investment operations, Reconciliations and securities processing
- Proven ability to identify control gaps, assess risk, and develop actionable recommendations
- Demonstrated experience presenting to and influencing stakeholders, including senior leadership or front-office teams
- Experience mentoring, reviewing, or guiding others’ work (formal or informal leadership)
- Strong analytical, communication, and stakeholder management skills
- Ability to operate effectively in a fast-paced, dynamic environment
Responsibilities
- Lead end-to-end audit engagements, including planning, scoping, execution, and reporting across investment-related processes
- Provide independent challenge to business stakeholders across front office (portfolio management/trading), middle office (investment operations), and back office (fund accounting, NAV oversight)
- Define audit scope, identify risks, and drive testing strategies, ensuring high-quality and efficient execution
- Evaluate the design and operating effectiveness of controls, including NAV calculations, valuations, reconciliations, trade lifecycle processes, and income/expense accuracy
- Identify control gaps and develop actionable, business-relevant recommendations
- Clearly communicate findings to senior leadership, influencing stakeholders to implement improvements in complex or ambiguous environments
- Lead multiple engagements concurrently and drive alignment across cross-functional stakeholders
- Provide informal leadership and coaching to junior team members, including reviewing work and offering feedback
- Support audit risk assessments and contribute to the development of the annual audit plan
- Promote innovation through agile audit techniques and continuous improvement initiatives
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What This Job Offers
Job Type
Full-time
Career Level
Senior
