Investment Consultant- Seal Beach, CA

Charles Schwab Inc. • Seal Beach, CA

6d • $30 - $50 • Onsite

About The Position

Our branch network is part of the broader Investor Services organization and is primarily responsible for providing advice and counsel to individuals and families with their financial needs, including retirement planning, educational planning, investment management, estate planning, active investing, managed banking, and lending needs. To learn more about our client offerings visit: Charles Schwab - Investor Services.

Requirements

• Bachelor’s degree or equivalent work-related experience
• A valid and active Series 7 license required
• A valid and active Series 66 (63/65) license required (may be obtained within a 120 day condition of employment)
• A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment)
• Minimum of two years of experience in the financial services industry (required)
• Knowledge of brokerage/banking products and services
• Strong client relationship building experience
• Pursuant to SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the NMLS registry system and remain in good standing. You will be required to register and to submit to the required SAFE Act background check and registration process

Nice To Haves

• Certified Financial Planner (CFP) certification is preferred
• Financial business development experience (highly preferred)

Responsibilities

• Providing advice and counsel to individuals and families with their financial needs, including retirement planning, educational planning, investment management, estate planning, active investing, managed banking, and lending needs.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level